Sunday, April 23, 2006

IN THE MATTER OF ‘A JUDGE’

Picture - courtesy Wikipedia
 In State of Uttar Pradesh Vs. Ramesh Prasad Misra- AIR 1996 SC 2766 (the RP-Misra case), a young 19 years old wife, who was married five months ago, was killed in the night intervening 26-27th September, 1985. Her husband, an advocate, was the main accused. He was sentenced to death by the sessions court. His appeal was allowed by a Division Bench of the Allahabad High Court. 
The state filed an appeal before the Supreme Court. It was allowed, and observations were made against the High Court judges. 
 The Supreme Court while allowing the appeal also relied upon section 113-B of the Evidence Act that was inserted by Dowry Prohibition Act (43 of 1986) wef 19.11.1986 after the date of the incident. It is debatable whether section 113-B of the Evidence Act was applicable to the facts of the case or not.
Nonetheless, even if section 113-B was not applicable, the husband ought to have been convicted; he could not be acquitted—there was no necessity of taking recourse to section 113-B of the Evidence Act.
However, the observations made against the High Court judges were uncalled for; particularly, with the help of section 113-B of the Evidence Act. 

 This article was prompted because of the observations against the High Court judges in the RP-Mishra case and was written at that time, though some modifications have been since then. It was a protest against higher courts making observations against the lower courts. 

 The article is written as a judgement of a court and deals with a case where a judge of the subordinate court (the Plaintiff) sued another judge of the higher court (the Defendant) for making an observation against him, after placing a different interpretation than the one, which was prevalent at the time when the Plaintiff decided the case. 
 In this process, the article traces the history of law relating to liability of a judge while acting judicially. It took some time to understand that independence of the judiciary is not possible unless judges are protected. There is no point losing it.

(This judgement of the Supreme Court of Timbuktroon is reported in 1984 TR 420. One does not know what TR stands for. If it is not trash, it could be trip; or it could be abbreviation of the country where it is decided, though others insist it is Tommy Rot. The year 1984 or the page number 420 has nothing to do with either George Orwell or the Penal code of the God-forsaken country called India) 

This is an atypical case that is so typical here.  We only get such cases. In the last case we upheld the constitutionality of a law providing that a prostitute could be virgin with retrospective effects. We accepted the state contention that it did not change the basic structure.  Here is another one.

The Facts

The World over, there have been cases where a party to a case sued the judge for damages for rendering the judgements that they did not like. But history does not record any instance, as in the present case where a lower court judge (the Plaintiff here) has sued a judge of this court (the Defendant here), the highest court in Timbuktroon for damages for remarks about him in his judgement. We are honoured to have this privilege to be in the history books for this.  

The Defendant set aside an order passed by the Plaintiff. While setting aside the order, he made the remarks that the Plaintiff, 

"did not apply his mind … superficially read the evidence … dealt the matter in a casual manner ... has no knowledge of elementary principles of … law." 

At the outset, we must say that the remarks by the Defendant are conspicuous for their moderation. 

History

Judges have not always been treated kindly. 

  • We had King Alfred causing forty-four judges to be hanged for their false judgement (see The Mirror of Justices, Book 5 page 166; Ed. William Wittaker).
  • Lord Chancellor Simon de Sudbury was chased by a mob and done away with (see Lives of Lord chancellors Vol. 1 page 244; John Lord Campbell). 
  • Lord Chief Justice Cavandish was sentenced to death in a mock trial by a mob (see The lives of Chief Justice of England; 3rd ed. Vol. 2 page 329; John Lord Campbell).
  • In recent time Dr. Justice BS Chauhan's Court was ransacked by lawyers of his court; he was lucky to escape, as he chose not to sit in the Court. Later, after retirement, when he wanted to visit the Bar Association  to meet lawyers in connection of an inquiry, Bar Association passed resolution to oppose it.

Thank god, now we have the contempt power. We can handle many things.

We have a difficult job. Unlike others, we take sides.  Some times even against our conscience.  Justice Chandrachud, Chief Justice of India admitted it.  He was offering apologies for his judgement in ADM Jabalpur Vs Shiva Kant Shukla AIR 1976 SC 1207 (for details, please see ‘Supreme Court's Shame') rendered during internal emergency  (1975-77), otherwise known as the darkest period in India's democracy and brightest in the High Courts' history.  This judgement is also known as the Black judgement; India’s Liversidge Vs Anderson.

We decide but we do 'not spin a coin or consult an astrologer (Lord Diplock in R Vs Deputy Industrial Injuries Commission exparte Moore 1965 (1) AllER 81).'
Yet we do, 'not achieve the uniformity that is desirable and what uniformity is achieved may be the uniformity of error (Justice Rich in Waghon Vs Waghon).' 
The case, in which defendant made those remarks, amply proves this. It could have been decided either way.
One must not forget the facts. Contrary to the common belief, it is the facts that are the more important of the two. Law is normally moulded to suit the facts. 
Of course, the facts of the case, where the remarks were made, were such. They played an important role in changing the law by the Defendant. 

The plaintiff had decided the case according to the law as was applicable when he had tried the case. By the time the appeal came to be decided by the defendant— and we hold the world record in this aspect—time changed, so did the attitude and so did the law, by the defendant himself in that case. And then the remarks that are subject matter of this case were made. 

The media plays an important role. Sensationalism catches not only mind of the public but our minds as well: after all we are also human beings and not Gods. May be this was the reason for changing  the law by the defendant. Cardozo was right,

‘if there is anything of reality in my analysis of this judicial process, they (Judges) do not stand aloof on this chill and distant heights and we shall not help the cause of truth by acting and speaking as if they do. The great tides and currents which engulf the rest of men, do not turn aside in their course, and pass the judges by’ (The Nature of Judicial Process, page 168).

We neither are, nor wish to be prisoners of an ivory tower.  For centuries, the world over, we fooled ourselves into thinking that our job was only  'to interpret law, and not to make law, or give law' (Essays on Judicature; Francis Bacon). 
But, 'we do not believe in such fairy tales any more' (The Judge as Lawmaker; Lord Reid; {1972} 12 Journal of the Society of Public Teachers of Law 22). 
We have accepted that we make law as well. 

We must clarify that the defendant was not the only one to do so. The House of Lords in Shaw Vs DPP 1961 (2) All ER 446 convicted the publisher of the Ladies Directory, a ‘Who’s Who’ of London prostitutes, for corrupting  public morals. In doing so,

"House of Lords did not shrink from the fact that this was in effect to confer on judge and juries a discretion to create new offences in accordance with the exigencies of public morals as these might vary from time to time."  The Idea of law page 63; Dennis Lloyd

The defendant argues, ‘If the House of Lords could then why can't I?'  

The plaintiff in this case neither doubts the Defendant's right as a judge to change the law nor the right to overrule him.  He does not challenge the decision on merit. 
We would not have permitted it even if he had wanted to. The judgement was right. 
The Plaintiff simply questions the adjectives attributed to him; he simply asks if they ought to have been mentioned especially after what Lord Simonds described in Magor and St. Mellons RDC Vs Newport Corporation 1952 {2} All ER 839, "a naked usurpation of the legislative function under the thin guise of interpretation."

The question raised does not admit of an easy answer. It is not because it involves complicated or difficult questions of law. We are masters in resolving conflict of laws; we are capable of solving any problem at the drop of a hat. That's what we do. After all law is what we say the law is. But this question is difficult because an answer to it will apply to us also. Self-reference is the problem.  

Who has not heard of Epimenides paradox or the liar's paradox?  Epimenides was a Cretan. He made one immortal statement. ‘All Cretans are liars’. Try deciphering this- if you think it is true, it boomerangs at you with the notion, it is false. If you take it to be false it backfires at you with the idea, it is true. 
Many have tried to solve the Epimenides paradox. Bertrand Russell & Alfred North Whitehead claimed to have solved it in ‘Principia Mathematica’ a giant opus published in 1913. Thinking it to be a balloon that would lift them to the top of the Mathematician's world and would immortalise them. But then Gödel with one paper in 1931 punctured that. It was a bolt from the blue. 
Gödel proved that a system capable of having self-reference digs a hole for its own downfall. In short the problem cannot be solved.  
If Gödel was its pinnacle then Bach was its manifestation in Music, Esher in painting.  The entire story so well told in Hofstadter's 'Gödel, Escher, Bach: An Eternal Golden Braid' and Roger Perose’s, 'The Emperor’s New Mind: Concerning Computers Minds and The Laws of Physics’ that we need not repeat it here. (For details see 'In The Matter of Epimenides').

Judges have tried to solve the problem of self referencing by evolving a maxim 'Nemo debet esse judex in propria causa’ translated into English it means  No man shall be judge of his own cause.  

In ultimate analysis it is our own cause that we are examining.  Are we or are we not liable for our acts done in a judicial capacity.  Despite the dilemma, we will try to answer it. 

Jury

Traditionally, juries and judges have been hand in glove in performing judicial functions. Jury decides the fact and the judges decide, the law. In some countries, there was provision for assessors. Halsbury Laws of England 4th Edition Vol. 26 paragraph 96 explains, 

"Till 17th century juries were frequently punished for verdicts proved wrong in appeal or contrary to the direction of the judge. The court of Star Chamber, before its abolition, frequently summoned juries and inflicted fines and imprisonment upon them. But ultimately they were protected. The immunity of jurors in actions brought by persons injured by a wrongful verdict was established by Floyd Vs Barker 1607 (12) Co Rep 23. The immunity of Jurors from punishment for wrongful verdict was established by the Bushell's case’ {1670 (6) State Tr. 999}." 

One of the jurors in the Bushell's case was illegally imprisoned and later on set free in a writ of Habeas Corpus. He brought an action against the judge for wrongful imprisonment. The court in Hammod Vs Hawe- 1667 (2) Mod Rep 218 held that  

"Though the judges in that case were mistaken, yet they acted judicially and for that reasons no action will lie against the defendants." 

Inferior-Superior Courts

The Law had different standards for inferior and superior courts. The immunity to the inferior courts was available only for acts within their jurisdiction. It was not available to them for acts without jurisdiction or for acts done within their jurisdiction if done maliciously and without any reasonable and probable cause. This was not so for the superior courts.  

Like inferior courts, the superior courts were not liable for their acts within their jurisdiction. However, it was also available for their acts without jurisdiction and even for their acts 'alleged to have been done maliciously and corruptly' {1667 (2) Mod Rep 218}.

There appears to be no reason for making any distinction between the inferior court and the superior court except for the fact that the law is laid down by the superior courts.  It was ultimately done away in England. In Sirros Vs Moore 1974 (3) All ER 776, it was held that: 

"It is impossible to maintain double standards. The old rule should be modified by giving judges of inferior Courts enhanced protection―each should be able to do his work with complete independence and free from fear. He may be mistaken in fact.  He may be ignorant in law.  What he does may be outside his jurisdiction in fact or in law but so long as he honestly believes it to be in his jurisdiction he should not be liable." 

The law in the US is substantially the same. Corpus Juries Secundum Volume 53 titled 'LIBEL AND SLANDER' paragraph 104 note 3 & 4 explains,  
"A Judicial Officer is absolutely immune from civil liability for any defamatory matter published by him in the due course of official acts even though he acts erroneously, illegally, irregularly or in excess of jurisdiction or maliciously or/and corruptly. A Juror is entitled to the protection governing the communications published by judicial officers."

Judges throughout the world now have similar kind of protection either through judge made law or by statute law.  In India there is the ‘Judicial Official Protection Act’.  Section 1 of the Act states,  

"No judge shall be liable to be sued in any court for any act in discharge of his official duties whether or not within his limits of jurisdiction provided that he at the time bona fide believes himself to have jurisdiction to do the same." 

We also have a statute with similar provision in our country. It grants immunity for action done in bona fide belief.

Nonetheless, the question is whether this belief or acting bona fide be subjective or objective? Can it be adjudicated upon like any other matter in a court of law? If the law has to have any meaning, any relevance, it can not but be objective.  And can something done without due care and attention―be bona fide or honest.  

A person should have no cause of action against a judge even if he has acted corruptly or maliciously does not stand to reason. But Judges often say, 

"It is, in the public interest, desirable that persons in certain positions, such as judges, advocates and witnesses in the course of legal proceedings, should be permitted to express themselves with complete freedom, and, to secure their independence, absolute privilege is given to their acts and words." (See Halsbury laws of England 4th ed. Volume no. 28 para 96).

David Pannick in his book 'Judges' questions this wisdom. He says that:

"Judicial independence was not designed as, and should not be allowed to become, a shield for judicial misbehaviour or incompetence or barrier to examination of complaints about injudicious conduct on apolitical criteria,"  

Pannick is not the only one.  Margaret Brazier in 'Judicial Immunity and the Independence of the judiciary' 1976 Public Law 397 observes, 

"Numerous other professional men may fairly say that fear of a law suit could impede their work and delay their making of crucial decisions. So far this suggestion has not impeded the judges from demanding reasonable standards of competence from solicitors, architects, surveyors and a host of others."

Remarks

Oh! We must come back to this case. 
The result of the case in which those remarks were made might have been the same, had the Defendant decided the case at the time when the incident happened; even without retrospectively applying the law as was done by the Defendant.  The facts of that case were exceptional; harder than the hardest. One must excuse our English. It is not our mother tongue. Yet, we do our work in English; it is difficult to get over the mentality that we have acquired in the years that we were slaves. 

With the passage of time, facts of the case and the change in attitudes played their own chemistry with the law. The defendant changed the law. Then could he, or rather should he have used the adjectives that he did? Can it be said that it was done with due care and attention? May be not. But should we go into that question?  

World over, the judges make remarks or comments not only about parties to a case but often about their subordinates, and peers in their judgements. As, we said, it is our job. We do take sides.  Have you seen picture of Themis; she is the Greek goddess of justice.  She is blindfolded but her scales are not balanced: they are tilted.  

It is said that Judges in USA are often harsh in their description of judgements with which they disagree. The English follow the tradition, where 'personal attacks are politely concealed.’Final Appeal: A Study of the House of Lords in its judicial capacity, 1972 Pg. 146; Louis Blom-Cooper & Gavin Drewry.  While overruling a judgement in Government of the USA Vs Mclaffery 1984 (2) All ER 570, When Lord Diplok thought the judgement to be  "astonishing ... inexplicable ... [contains] reasons that I have not found easy to follow'. 

It raised many eyebrows. And of course who does not know comments of Lord Atkin in his famous dissent in Liversidge Vs Anderson 1941 (3) All ER 338 (Please see Liversidge Vs Anderson  for details)’ and the uproar that it created.  

Indian courts have held, 

"Sharp reaction is not in keeping with institutional functioning. Error beyond the limits of tolerance is no ground to inflict condemnation." (Kashi Nath Roy Vs State of Bihar AIR 1996 SC 3240 = 1996 (4) JT 605)

Like them, we have also repeatedly held that no comments be made either of our subordinates or of our peers.  The remarks could have been, and in view of the law of the land, ought to have been avoided.  So we hold.

Judgeitis

But we have to take notice of one important and relevant factor as well―judgeitis. It is a virus that afflicts members of bar as well as of the bench but produces different symptoms.  

The classic case among the Lawyers was of Thomas Shaw (see Lives of the Lord Chancellor 1885-1940 page. 149; RFV Houston). When a vacancy occurred in Appellate committee of House of Lords, he left his client in the midst of arguing a case, critically poised, in a Scottish court and rushed to London in order to urge personally upon the Prime Minister of his claims to the vacant office. His efforts were not in vain. 

Lord Hailsham in the book ‘The Door Wherein I went’ (page 255) says: 

‘There are judges, popular and effective at bar, who, on the Bench become subject to Judges’ disease [judgeitis] that to say a condition a condition of which the symptoms may be pomposity, irritability, talkativeness, proneness to obiter dicta  [that is a statement not necessary for the decision of the case], a tendency to take short cuts’ 

At another place, His Lordship in an interview with John Mortimer in the book 'Character Parts' reiterates, 

‘A judge may start losing his temper or find it impossible to make up his mind or suffer from bad case of judgeitis (which is) put briefly,  pomposity, and self regard’. 

So is the case of judges in our country. 
We tend to believe more on pomp and show rather than the substance.  But let us leave all this to posterity and come back to the result of this case. 

Conclusion

We have our own reservations about the remarks made by the Defendant.  They may exemplify 'an over speaking judge is no well tuned cymbal’(Essay on Judicature; Francis Bacon). Ye,t they do not furnish a remedy by civil action. 

Harold Laski once wrote to Justice Holmes that he,  
"wished that people could be persuaded to realise that judges are human beings; it would be a real help to jurisprudence." (see  Holmes-Laski letters; edited by Mark DeWolfe Howe 1953 page 845.
With due apologies, we would like to add,  ‘if  judges could be persuaded to realise that they are human beings; it would be a real help to jurisprudence.’ 

With this, we consign the records of the case to the dustbin where all records are sent for posterity.  This also explains why we have cited books and decisions of countries other than our own.


IT LIES IN THE HEART
(These articles were written before I was elevated as the High Court judge on 5th February 1999 and were also published. Since then they have been updated.)

The Emergency
।। Independent India's Darkest Period।। Supreme Court's Shame।। More Executive Minded Than The Executive।। My Diary: Logbook 109-111।।

Case Study
 
Women Rights, Personal Clause and the Allahabad High Court।। In the Matter of 'A Judge'।। 


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